Understanding Allomorphy
Perspectives from Optimality Theory
Edited by
Eulàlia Bonet [+–]
Universitat Autònoma de Barcelona
Eulàlia Bonet is an Associate Professor in the Department of Catalan Philology at the Universitat Autònoma de Barcelona and is a member of the Centre de Lingüística Teòrica (CLT) of the same university. She received her Ph.D. in Linguistics from the Massachusetts Institute of Technology in 1991. Most of her work focuses on the interactions between phonology, morphology, and syntax, in Catalan, Spanish, and other Romance languages. Her work has appeared in edited books and in journals such as Natural Language and Linguistic Theory, Phonology, Lingua, and Probus.
Maria-Rosa Lloret [+–]
Universitat de Barcelona
Maria-Rosa Lloret is Professor and chair of the Department of Catalan Philology at the Universitat de Barcelona. She completed her Ph.D. in Linguistics at Indiana University in 1988 with a thesis on the morphophonology of Oromo (Cushitic). Her current research focuses on phonology, morphology, and linguistic variation, in Catalan, Spanish, and other Romance languages. In 2002 she was awarded a research prize from the Catalan Government. She has published in a number of journals including Journal of African Languages and Linguistics, Language, Phonology, Lingua, and Probus.
Joan Mascaró [+–]
Universitat Autònoma de Barcelona
Joan Mascaró is full Professor in the Department of Catalan Philology at the Universitat Autònoma de Barcelona. He is also a member of the Centre de Lingüística Teòrica of this university. He received a Ph.D. from the Massachusetts Institute of Technology (1976), and his areas of research are phonological theory, morphology, and the phonology and morphology of Romance languages.
This volume is a collection of original contributions to the study of lexical allomorphy, with a focus on Optimality Theory’s distinctive take on this topic. The chapters provide an up-to-date perspective on the advances in our understanding of allomorphy which Optimality Theory has been able to secure (in comparison with rule-based Generative Phonology). They also consider a number of important allomorphy questions which Optimality Theory has helped raise and address (e.g. the nature of inputs, the role of paradigms, the interaction of phonology with other modules of grammar, lexical storage vs computation, degrees of phonological (ir)regularity, subcategorization vs markedness).
The contributors form an international array of linguists from North America and Europe. A broad variety of languages serve as the empirical base for the volume, either in detailed case studies (e.g. Burushaski, Catalan, English, French, Italian, Moroccan Arabic, Sahaptin) or in encompassing typological surveys.
The volume is aimed at professional linguists with an interest in phonology, morphology, and the lexicon. With its broad coverage of allomorphy issues, the book’s content will also lend itself to courses in phonology and morphology for advanced undergraduates and graduate students.
Series: Advances in Optimality Theory
Table of Contents
Introduction
Introduction by the Editors [+–] 1-4
Universitat Autònoma de Barcelona
Eulàlia Bonet is an Associate Professor in the Department of Catalan Philology at the Universitat Autònoma de Barcelona and is a member of the Centre de Lingüística Teòrica (CLT) of the same university. She received her Ph.D. in Linguistics from the Massachusetts Institute of Technology in 1991. Most of her work focuses on the interactions between phonology, morphology, and syntax, in Catalan, Spanish, and other Romance languages. Her work has appeared in edited books and in journals such as Natural Language and Linguistic Theory, Phonology, Lingua, and Probus.
Universitat de Barcelona
Maria-Rosa Lloret is Professor and chair of the Department of Catalan Philology at the Universitat de Barcelona. She completed her Ph.D. in Linguistics at Indiana University in 1988 with a thesis on the morphophonology of Oromo (Cushitic). Her current research focuses on phonology, morphology, and linguistic variation, in Catalan, Spanish, and other Romance languages. In 2002 she was awarded a research prize from the Catalan Government. She has published in a number of journals including Journal of African Languages and Linguistics, Language, Phonology, Lingua, and Probus.
Universitat Autònoma de Barcelona
Joan Mascaró is full Professor in the Department of Catalan Philology at the Universitat Autònoma de Barcelona. He is also a member of the Centre de Lingüística Teòrica of this university. He received a Ph.D. from the Massachusetts Institute of Technology (1976), and his areas of research are phonological theory, morphology, and the phonology and morphology of Romance languages.
This volume is a collection of original contributions to the study of lexical allomorphy, with a focus on Optimality Theory’s distinctive take on this topic. The chapters provide an up-to-date perspective on the advances in our understanding of allomorphy which Optimality Theory has been able to secure (in comparison with rule-based Generative Phonology). They also consider a number of important allomorphy questions which Optimality Theory has helped raise and address (e.g. the nature of inputs, the role of paradigms, the interaction of phonology with other modules of grammar, lexical storage vs computation, degrees of phonological (ir)regularity, subcategorization vs markedness). The contributors form an international array of linguists from North America and Europe. A broad variety of languages serve as the empirical base for the volume, either in detailed case studies (e.g. Burushaski, Catalan, English, French, Italian, Moroccan Arabic, Sahaptin) or in encompassing typological surveys. The volume is aimed at professional linguists with an interest in phonology, morphology, and the lexicon. With its broad coverage of allomorphy issues, the book’s content will also lend itself to courses in phonology and morphology for advanced undergraduates and graduate students.
Chapter 1
The Prenominal Allomorphy Syndrome [+–] 5-44
Universitat Autònoma de Barcelona
Eulàlia Bonet is an Associate Professor in the Department of Catalan Philology at the Universitat Autònoma de Barcelona and is a member of the Centre de Lingüística Teòrica (CLT) of the same university. She received her Ph.D. in Linguistics from the Massachusetts Institute of Technology in 1991. Most of her work focuses on the interactions between phonology, morphology, and syntax, in Catalan, Spanish, and other Romance languages. Her work has appeared in edited books and in journals such as Natural Language and Linguistic Theory, Phonology, Lingua, and Probus.
Universitat de Barcelona
Maria-Rosa Lloret is Professor and chair of the Department of Catalan Philology at the Universitat de Barcelona. She completed her Ph.D. in Linguistics at Indiana University in 1988 with a thesis on the morphophonology of Oromo (Cushitic). Her current research focuses on phonology, morphology, and linguistic variation, in Catalan, Spanish, and other Romance languages. In 2002 she was awarded a research prize from the Catalan Government. She has published in a number of journals including Journal of African Languages and Linguistics, Language, Phonology, Lingua, and Probus.
Universitat Autònoma de Barcelona
Joan Mascaró is full Professor in the Department of Catalan Philology at the Universitat Autònoma de Barcelona. He is also a member of the Centre de Lingüística Teòrica of this university. He received a Ph.D. from the Massachusetts Institute of Technology (1976), and his areas of research are phonological theory, morphology, and the phonology and morphology of Romance languages.
The prenominal position X and the postnominal position Y within a DP [DPXNY], where N is the head noun, are asymmetric in various respects. Most typically a given category can appear in a given language in one position but not in the other, or can appear only in one or the other under specific regular conditions. In other cases prenominal and postnominal positions give different semantic interpretations of the same element. Allomorphic choice is also affected by position. In this paper we examine some specific cases of Catalan and Spanish in which an asymmetry between prenominal and postnominal elements within the DP arises with respect to inflectional endings. We argue that this kind of asymmetry, present in other languages, is due to postnominal concord taking place in the syntax systematically and prenominal concord being established through constraint evaluation at PF.
Chapter 2
University of Leiden
Geert Booij (1947) studied linguistics at the University of Groningen (1965-1971). From 1971 until 1981 he was an Assistant/Associate professor in the Department of Dutch of the University of Amsterdam, where he obtained his Ph.D. degree in 1977. He was a professor of general linguistics at the Vrije Universiteit Amsterdam (1981-2005) and at Leiden University (2005-2012). He is now an Emeritus Professor. He is the founder and editor of the book series Yearbook of Morphology and its successor, the journal Morphology, author of The Phonology of Dutch (1995), The Morphology of Dutch (2002), Construction Morphology (2010), and of The Grammar of Words (2005, 20123), all published by Oxford University Press, and of many articles, on phonology and morphology.
Bart van der Veer (1968) studied in Delft (nursing), Leiden (classical languages), and Antwerpen (Italian and translation studies). He obtained his Ph.D. degree in Linguistics at the University of Leiden in 2006, and taught Italian linguistics and translation at the Hoger Instituut for Vertalers and Tolken, Antwerp, and at Leiden University. At present he is employed in the information technology business.
This article deals with a famous case of allomorphy in Italian, the so called mobile diphthongs, a vowel alternation in the roots of inflectionally or derivationally related words. It is argued that the two allomorphs have to be lexically listed. The selection of the right allomorph is performed by the language-specific ranking of a set of universal phonological output constraints, as assumed in Optimality Theory. Proper assumptions about the balance between storage and computation of phonological information, in combination with a model of phonological computation in which allomorphs are listed and a set of ranked output conditions select the optimal allomorph provide an insightful account of the Italian mobile diphthongs, both from a synchronic and a diachronic perspective.
Chapter 3
L’Allomorphie Radicale dans les Lexèmes Adjectivaux en Français: Le Cas des Adverbes en -ment [+–] 70-106
Université Bordeaux 3
After a very short career as a telecom engineer, Gilles Boyé studied Linguistics at the University of Paris 7. He works on inflectional morphology and on defectiveness, suppletion, and allomorphy, since 2000 in collaboration with Olivier Bonami. He has taught Linguistics at the Universities of Paris 8 and Nancy 2, and now teaches at the University of Bordeaux-Montaigne.
University of Toulouse
From his early Classical Studies (agrégation de grammaire, 1969), Marc Plénat turned to Linguistics (doctorat de linguistique, 1973, doctorat ès lettres, 1984). He started his academic career in Mexico (Colegio de México, 1974, Universidad de Xalapa, 1975). Back in France, he becomes an Associate Professor at Toulouse (1975), and then a Professor at Paris X-Nanterre (1987). In 1993, he joins the French Research Institute, CNRS, to become the director of the ERSS at Toulouse, a research team he had cofounded. He now presides over the destiny of the Cercle Linguistique of Valance d’Albigeois. His work counts about one hundred papers in phonology, poetics and morphology.
This work describes the morphology of the French adverbs in -ment. Mainly derived from adjectives, these adverbs use various stem allomorphs as their base: most of them are built on a form identical to the adjective feminine form (SEC, fem. sèche: sèchement), but some endings favor the emergence of an /e/ (PROFOND, fem. profonde: profondément), while others select unpredictable allomorphs (BREF, fém. brève: brièvement). Finally, adjectives with -ent and -ant endings give adverbs in -emment and -amment (PRUDENT, fem. prudente: prudemment, ÉLÉGANT, fem. élégante: élégamment), except when an /m/ precedes these endings and the stem switches back to the feminine form (CHARMANT, fem. charmante: charmantement). It would seem futile to try and capture all of this diversity with only universal phonological constraints. A simple reason would be that the same phonemic sequences give rise to different results when constructing an adverb in -ment or a noun for an action from a deadjectival verb (while from INNOCENT and PRÉCIS French derives the adverbs innocemment and précisément, the verbs INNOCENTER and PRÉCISER give innocentement and précisement from the same phonological stems). And, moreover, because the adverbs obtained from nouns do not behave in the same way as the ones constructed on adjectives (for the adjective COLLANT, the adverb is collamment, but for the noun COLLANTS, the adverb is collantement). Our analysis revolves around the hypothesis that, in the lexicon, lexemes do not come equipped with a unique stem but with an indexed set of stems, each associated with specific inflectional cells and derivational constructs. In this framework (which produced new descriptions for the paradigms of adjectives, see Bonami and Boyé 2005, Plénat and Plénat 2011), adverbs are built on a stem inherited from the past or created by analogy (ACCUEILLANT and IMMONDE bring the neological accueillamment and immondément, based on ÉLÉGANT: élégamment and PROFOND: profondément). However, in one particular context, a universal constraint takes precedence over the analogical constraints and selects a different allomorph: this dissimilative constraint holds that a sequence of /m/ is infelicitous for the derivation of adverbs from adjectives in -ment/-mant which never give adverbs in -memment/-mamment but instead select the same stem as the feminine. Thus, adverbs in -ment provide an interesting interplay between parochial morphological stem selection preferences and universal phonological constraints.
Chapter 4
University of Nordland/University of Tromsø
Patrik Bye is currently Associate Professor of English Language at the University of Nordland, in Bodø (Norway), and affiliate of the Center for Advanced Study in Theoretical Linguistics (CASTL) at the University of Tromsø, The Arctic University of Norway. He has published scholarly articles on a range of topics including the syllable structure, quantity, and stress systems of the Finno-Ugric languages, notably Saami, North Germanic accentology and historical phonology, process interaction, allomorphy and, with Peter Svenonius, morphological exponence. He is the editor, with Martin Krämer and Sylvia Blaho, of Freedom of Analysis? (Mouton de Gruyter, 2007).
Important early work on phonologically conditioned allomorphy in OT argued that suppletive allomorph distribution (SAD) could be seen in terms of the emergence of the unmarked (e.g. Tranel 1994, Mascaró 1996). Later work by Paster (2006) and Bye (2007), however, has provided evidence that at least some cases of SAD are arbitrary. Such cases crucially require encoding the condition into either the lexical specification of the allomorph or the lexically specific constraints that refer to it. The formation of the plural in Burushaski, a language isolate of northern Pakistan, is a case study in arbitrary SAD. The realization of the plural is extraordinarily rich in suppletive allomorphs. To the extent that it is rule-governed, the distribution of these allomorphs may nevertheless be underdetermined by considerations of markedness or, in some cases, even the opposite of what one would expect on phonological grounds. For some suppletive allomorphs, moreover, semantic conditioning is also involved, underscoring the arbitrary nature of the distribution. Plural formation is, further, rich in exceptions, although the exceptionality is clearly patterned (Zuraw 2000). Considerations of markedness, generality of the allomorph, and phonetic similarity between exceptional forms and their ‘attractors’ are shown to play a role in shaping the exceptional patterns.
Chapter 5
University of Washington
Sharon Hargus is Professor of Linguistics at the University of Washington, specializes in phonetics, phonology, and morphology. She also studies languages of the Athabaskan family. Hargus and Beavert’s publications on Sahaptin include “Predictable vs. underlying vocalism in Yakima Sahaptin” (2002), “Word-initial clusters and minimality in Yakima Sahaptin” (2006), and “High-ranking Affix Faithfulness in Yakima Sahaptin” (2006).
Confederated Tribes of the Umatilla Indian Reservation
Noel Rude worked for many years as linguist for the Confederated Tribes of the Umatilla Indian Reservation. His many publications on Nez Perce and Sahaptin include (1988) “Ergative, Passive and Antipassive in Nez Perce”, “The Sahaptian inflectional suffix complex” (1996), and “Reconstructing Proto-Sahaptian Sounds” (2012). He is also co-author of a 2014 Sahaptin dictionary, Umatilla Dictionary.
University of Oregon
Virginia Beavert, native speaker of Sahaptin, holds two doctorates (University of Washington, 2009; University of Oregon, 2012). She is the 2007 recipient of the Ken Hale Prize of the Society for the Study of Indigenous Languages of the Americas. Beavert and Hargus are co-authors of a 2009 Sahaptin dictionary, Ichishkíin Sínwit.
Sahaptin and Nez Perce, the only two languages of the Sahaptian family, have a cognate obviative prefix with unusual allomorphy, which is argued to have been inherited from Proto-Sahaptian. Morpheme-specific allomorphy in each language is analyzed by positing allomorph sets, the choice among which is determined by phonological constraints. The analysis of Nez Perce relies on constraints on glottalized sonorants, whereas the analysis of Sahaptin makes use of sonority distance constraints and constraints against contiguous glottal stops. The article concludes with a proposed historical scenario for the development of the two languages, and discussion of the role of phonological constraints in the regulation of allomorphy.
Chapter 6
Phonologically Conditioned Suppletive Allomorphy: Cross-linguistic Results and Theoretical Consequences [+–] 218-253
Pomona College
Mary Paster is an Associate Professor and chair of the Department of Linguistics and Cognitive Science at Pomona College. Her research is focused on the phonology and morphology of underdescribed languages, particularly African languages. Her theoretical interests include tone, Autosegmental Phonology, and models of the phonology-morphology interface. She has published in a number of journals including Studies in African Linguistics, Africana Linguistica, Phonology, Natural Language and Linguistic Theory, Lingua, and Yearbook of Morphology.
Our understanding of phonology-morphology interface is still incomplete with respect to two important questions: What phonological effects are possible in morphology? And how should they be modeled? Some types of phonological effects in morphology have already been subjected to studies involving large cross-linguistic surveys, e.g., reduplication, infixation, affix ordering, and ordering in coordinate compounds. However, phonologically conditioned suppletive allomorphy (PCSA), although it has received some attention in the literature, was not previously the subject of a broad cross-linguistic study. This paper presents an overview of the results of an extensive survey of cases of PCSA in the world’s languages, and it considers how the range of attested examples of PCSA informs the choice among competing theoretical models of the phonology-morphology interface.
Chapter 7
Massachusetts Institute of Technology
Donca Steriade is a Professor of Linguistics at the Massachusetts Institute of Technology. Her research is in phonology, exploring the interaction between morphosyntactic constituency and phonological organization; the possibility of predicting phonological patterns from auditory factors, and the structure of weight units.
University of Tübingen
Igor Yanovich is a postdoctoral fellow of the Alexander von Humboldt foundation in residence at Tübingen University, and an associate member of the project “Language Evolution: The empirical turn”. The paper in this volume was prepared while he was a graduate student at the Massachusetts Institute of Technology. His research interests include semantics of modal expressions, historical formal semantics, corpus methods, phonology of paradigms, historical phonology, mathematical foundations of phonology, and computational research into genetic relationships between languages.
This study analyzes a pattern of inflection dependence (Steriade 2008) in the distribution of accentual stem allomorphs in East Slavic, and it explores the significance of this pattern for the analysis of the phonological cycle. Inflected forms in Ukrainian and Russian surface with accented or unaccented stems as a predictable function of their inflectional class, the underlying accent of their root and further phonological factors. The result is that some lexemes possess multiple accentual stem allomorphs, others have invariably accented or invariably unaccented stems in inflection. We show that the derivatives of these lexemes use the full set of accentual stem allomorphs generated in the inflectional paradigm of their base, to optimize satisfaction of markedness and faithfulness conditions. The analysis requires a modification in the theory of Output-to-Output Correspondence (Benua 1998): in computing a derivative, the forms relative to which Faithfulness is assessed consist of the full set of inflected forms of the base item. In terms of the phonological cycle, the input to any cycle is a set of forms rather than just one form.
Chapter 8
Syllable-counting Allomorphy by Prosodic Templates [+–] 315-360
Leipzig UNiversity
Jochen Trommer is Heisenberg fellow at Leipzig University and specializes in theoretical phonology and morphology, with a focus on micro- and macro-variation in lesser studied languages (Albanian, Nilotic, Uralic, and Kiranti). He has earned his Ph.D. at the University of Potsdam with a thesis on theoretical morphology (“Distributed Optimality”), has held lecturer positions at the University of Osnabrück and the University of Leipzig, and was speaker of the network “Core Mechanisms of Morphological Exponence”. Currently he is part of the graduate school “Interaction of Grammatical Building Blocks (IGRA)” and conducts a DFG-research project on featural affixation. His main interests are the learning of morphological segmentation, the role of tone in phonology and morphology, and the residue of non-concatenative morphology: polarity and subtraction.
Paster (2005) presents cases of syllable-counting suppletive allomorphy (SCA) which are not driven by phonological optimization, and argues for an account using morphological subcategorization frames. In this paper, I show that all relevant cases of non-optimizing SCA can be captured by generalizing a prosodic-templatic approach for truncation to allomorphy, implementing templates by indexed constraints (Pater 2007, 2009, Flack 2007) or by affixation of prosodic material (Bermúdez-Otero 2012, Kirchner 2010, 2013). Under this analysis, templatic effects in SCA and truncation are unified and the range of possible SCA effects is substantially restricted.
Chapter 9
Independent scholar
Matthew Wolf completed his Ph.D. at the University of Massachusetts Amherst in 2008. He subsequently held visiting positions at Georgetown University (2008-2009) and Yale University (2009-2010), and was a post-doctoral researcher at Yale from 2010 to 2012. His work has appeared in Linguistics, Phonology, and Morphology, and he is a contributor to two other volumes in the Advances in Optimality Theory series: Modeling Ungrammaticality in Optimality Theory (2010) and Harmonic Grammar and Harmonic Serialism (2015).
In many cases, the distribution of competing allomorphs is defined in terms of some phonological property of the surrounding environment. Considerable debate has taken place as to whether such allomorphy is resolved in the phonological or morphological component of the grammar. On the one hand, phonologically conditioned allomorphy often conspires with phonological processes or static phonological restrictions of the language, suggesting that both are driven by the same well-formedness constraints. On the other hand, many cases display a wholly or partially arbitrary character difficult to attribute to plausible phonological constraints. This chapter proposes that the conundrum be resolved by assuming that phonological constraints and morphological constraints on spell-out are integrated into a single grammar. This approach also predicts the existence of a variety of patterns, which the paper argues to be attested, in which the morphologically expected outcome is sacrificed to satisfy a phonological condition.
End Matter
Index [+–] 408-411
Universitat Autònoma de Barcelona
Eulàlia Bonet is an Associate Professor in the Department of Catalan Philology at the Universitat Autònoma de Barcelona and is a member of the Centre de Lingüística Teòrica (CLT) of the same university. She received her Ph.D. in Linguistics from the Massachusetts Institute of Technology in 1991. Most of her work focuses on the interactions between phonology, morphology, and syntax, in Catalan, Spanish, and other Romance languages. Her work has appeared in edited books and in journals such as Natural Language and Linguistic Theory, Phonology, Lingua, and Probus.
Universitat de Barcelona
Maria-Rosa Lloret is Professor and chair of the Department of Catalan Philology at the Universitat de Barcelona. She completed her Ph.D. in Linguistics at Indiana University in 1988 with a thesis on the morphophonology of Oromo (Cushitic). Her current research focuses on phonology, morphology, and linguistic variation, in Catalan, Spanish, and other Romance languages. In 2002 she was awarded a research prize from the Catalan Government. She has published in a number of journals including Journal of African Languages and Linguistics, Language, Phonology, Lingua, and Probus.
Universitat Autònoma de Barcelona
Joan Mascaró is full Professor in the Department of Catalan Philology at the Universitat Autònoma de Barcelona. He is also a member of the Centre de Lingüística Teòrica of this university. He received a Ph.D. from the Massachusetts Institute of Technology (1976), and his areas of research are phonological theory, morphology, and the phonology and morphology of Romance languages.
This volume is a collection of original contributions to the study of lexical allomorphy, with a focus on Optimality Theory’s distinctive take on this topic. The chapters provide an up-to-date perspective on the advances in our understanding of allomorphy which Optimality Theory has been able to secure (in comparison with rule-based Generative Phonology). They also consider a number of important allomorphy questions which Optimality Theory has helped raise and address (e.g. the nature of inputs, the role of paradigms, the interaction of phonology with other modules of grammar, lexical storage vs computation, degrees of phonological (ir)regularity, subcategorization vs markedness). The contributors form an international array of linguists from North America and Europe. A broad variety of languages serve as the empirical base for the volume, either in detailed case studies (e.g. Burushaski, Catalan, English, French, Italian, Moroccan Arabic, Sahaptin) or in encompassing typological surveys. The volume is aimed at professional linguists with an interest in phonology, morphology, and the lexicon. With its broad coverage of allomorphy issues, the book’s content will also lend itself to courses in phonology and morphology for advanced undergraduates and graduate students.
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